Our Story

Founded by Amar Singh Saigal, a financial technology veteran with over 25 years of experience at top-tier firms like Goldman Sachs and Citi, Reg Comply AI was born from a deep understanding of the financial industry's operational and compliance challenges. Having spent much of his career working with market makers and broker-dealers, Amar witnessed firsthand the growing complexity in regulatory demands, sales enablement, and operational inefficiencies. These experiences fueled his passion for developing solutions that streamline processes, reduce friction, and enhance transparency across the industry.

Amar recognized that inefficiencies in compliance and operations not only burden firms but also negatively impact the quality and cost of services delivered to clients. His vision for Reg Comply AI is to harness the power of artificial intelligence and machine learning to create solutions that promote transparency, reduce operational friction, and ensure clients receive the best possible advice and services—at a fraction of the traditional cost.

By leveraging AI, Reg Comply AI brings together financial firms, regulators, and clients in a more transparent and efficient ecosystem. This results in smoother communication between advisers and regulators, fewer compliance bottlenecks, and ultimately better outcomes for clients. Amar’s mission is to create a platform that empowers financial firms to deliver high-quality, compliant advice while minimizing the operational costs associated with traditional methods.
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To bring this transformative vision to life, Amar assembled a team of AI and machine learning experts, each with over 15 years of experience at leading technology firms. Together, they have developed a suite of solutions designed to enhance compliance, streamline operations, and reduce regulatory friction.
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At its core, Reg Comply AI is committed to driving efficiency and transparency in the financial services industry, enabling firms to focus on what truly matters—delivering value to their clients. Through this innovation, Amar is helping to shape the future of financial services, ensuring that clients receive the right advice and services in a more cost-effective and transparent way.

At Reg Comply AI, we envision a future where investment advisors are empowered with cutting-edge technology to excel in their critical roles. We believe in the power of AI to transform the financial advisory landscape by enhancing operational excellence, enabling more effective sales strategies, and ensuring robust regulatory compliance. Our goal is to create a world where advisors can focus on what they do best—building strong, trusting relationships with their clients—while our technology takes care of the rest.

Our mission is to deliver next-generation AI-driven solutions that address the unique challenges faced by investment advisors. By streamlining operations, optimizing client interactions, and simplifying compliance, we aim to empower advisors to achieve greater efficiency, accuracy, and success in their practices. We are dedicated to supporting advisors as they navigate an increasingly complex financial environment, providing them with the tools they need to thrive.